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Cathy Ann Simmons

Legacy Wealth Management, LLC

Memphis, TN

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Current Employers
Legacy Wealth Management, Llc

1715 Aaron Brenner Dr. Suite 301, Memphis, TN 38120-1443 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-06-20
  • TN RA
    APPROVED
    Since 2025-06-20

Branch Locations

6800 Poplar Avenue Suite 101, Memphis, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Wealth Management, Inc. Memphis TN 08/2000 Present
  • 08/2000 → Present
    Legacy Wealth Management, Inc.
    Memphis, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-05
S63 Uniform Securities Agent State Law Examination 1991-12-24
  • S65 Uniform Investment Adviser Law Examination
    1996-01-05
  • S63 Uniform Securities Agent State Law Examination
    1991-12-24
Designations
Other Names
  • Cathy Ann Simmons
  • Cathy Simmons Ingram
  • Cathy Simmons Ingram

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
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