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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2024-05-13 |
| OH | RA | APPROVED | 2014-02-28 |
| TX | RA | APPROVED | 2014-02-28 |
Branch Locations
4908 Whiteford Rd, Toledo, OH 43623 • United States
Livingston, MT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Toledo | OH | 02/2014 | Present |
| Bank Of America, N.A. | Toledo | OH | 05/2014 | Present |
GLENN RIVER FLY CO LTD. - SINGLE OWNER NON-INVESTMENT RELATED BUSINESS I HAVE BEEN TYING FLIES FOR FLY-FISHING MY ENTIRE LIFE. GLENN RIVER FLY CO. LTD, A COPY I FORMED OVER 10 YEARS AGO, IS ONLY USED WHEN I AM GIVING FLY-TYING LESSONS OR SELLING FLY-TYING KITS AND INSTRUCTIONAL FLY-TYING DVD'S.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-24 |
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