Steven Everette Stroud

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2019-12-06

OH RA
APPROVED

Since 2019-12-06

Branch Locations

1186 East Home Rd Bldg 2 Ste S, Springfield, OH 45503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Springfield	OH	04/1996	Present

04/1996 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Springfield, OH

Other Businesses

1. 7/28/2014 - JS STROUD INC. - Investment Related - At Reported Business Location(s)- BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - Started 05/01/1996 - 0 Hours Per Month. 2. 4/27/2020 - Stroud Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/22/2020.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-05
S63	Uniform Securities Agent State Law Examination	1992-02-14

S66 Uniform Combined State Law Examination

2019-12-05
S63 Uniform Securities Agent State Law Examination

1992-02-14

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

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