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176 Westbrook Road, Essex, CT 06426 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2010-03-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Essex Financial Services Inc | Essex | CT | 03/2010 | Present |
| The Leaders Group Inc | Littleton | CO | 06/2021 | 07/2021 |
1.) Insurance Agent for Essex Financial Services Inc -3/2010- 176 Westbrook Rd, Essex CT 06426 - Life insurance/fixed annuity sales - Not Inv Rel - Insurance Business - less than 10 hrs/mo; less than 10 hrs/mo (during trading hours). 2) Central CT State University- New Britain, CT - Adjunct Professor of Finance, Teaching undergraduate personal finance course, Not Invt Rel, Education business, 40 hrs/mo; 0 hrs/mo (during trading hours). 3) Old Saybrook Ambulance Assoc. - Town of Old Saybrook, CT, EMT, Provide emergency medical service, Not Invt Rel, EMT services, 48 hrs/mo; 0 hrs/mo (during trading hours). 4) Old Saybrook Police Dept. - Town of Old Saybrook, CT, Marine Operator Not Invt Rel, Emergency Services, 16 hrs/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-13 |
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