Best Investors
Account
Sign in
Best Investors
Account
Sign in
176 Westbrook Road, Essex, CT 06426 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2009-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Essex Financial | Essex | CT | 04/2009 | Present |
| The Leaders Group Inc | Littleton | CO | 06/2021 | Present |
1) ESSEX FINANCIAL - 4/20/2009 - 176 Westbrook Road, Essex, CT 06426 - FA & VP, Sales, Invt Rel, Insurance business, 160 hrs/mo; 8 hrs/mo (during trading hours). 2) Simplicity Investments (formerly The Leader's Group) - 7/13/2021 - 475 Springfield Ave, Suite 1, Summit NJ 07901 - Inv Rel - Broker-Dealer Affiliation - Registered Representative - 20 hrs/mo; 2hrs/mo (during trading hours). 3) Insurance Agent for Essex Financial Services Inc -4/2009- 176 Westbrook Rd, Essex CT 06426 - Life insurance/fixed annuity sales - Not Inv Rel - Insurance Business - less than 10 hrs/mo; less than 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-07 |
Reach out to this advisor