Anthony Joseph Fortuna

Employer firm

Essex Financial Services, Inc. CRD 127549

$4.17B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  Essex Financial Services
  Essex, CT
• 06/2021 → 03/2024
  The Leaders Group Inc
  Littleton, CO

Previous Registrations

• 2009-07-02 → 2011-05-31
  Dominari Securities Llc
  Hamden, CT
• 2007-01-26 → 2009-04-01
  Cetera Investment Services Llc
  Meriden, CT
• 2006-05-05 → 2007-01-22
  Ameriprise Financial Services, Llc
  Shelton, CT

Other Businesses

1.) INDEPENDENT INSURANCE AGENT - 5/31/2011 - 10 Waterside Drive, Suite 100, Farmington, CT 06032 - Life insurance agent, Life insurance sales, Not Invt Rel, Insurance business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-04
• S63 Uniform Securities Agent State Law Examination
  2000-11-25