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Michael R Lariviere

Essex Financial Services, Inc.

Essex, CT

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Current Employers
Essex Financial Services, Inc.

176 Westbrook Road, Essex, CT 06426 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2013-08-08
  • CT RA
    APPROVED
    Since 2013-08-08

Branch Locations

176 Westbrook Road, Essex, CT 06426 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Essex Financial Services Essex CT 08/2013 Present
The Leaders Group Inc Littleton CO 06/2021 Present
  • 08/2013 → Present
    Essex Financial Services
    Essex, CT
  • 06/2021 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
Other Businesses

1) Insurance Agent for Essex Financial Services Inc -8/2013 - 176 Westbrook Rd, Essex CT 06426 - Life insurance/fixed annuity sales - Not Inv Rel - Insurance Business - less than 10 hrs/mo; less than 10 hrs/mo (during trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-08
S63 Uniform Securities Agent State Law Examination 2000-07-28
  • S66 Uniform Combined State Law Examination
    2004-09-08
  • S63 Uniform Securities Agent State Law Examination
    2000-07-28
Designations

View on SEC IAPD

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