Michael R Lariviere

Employer firm

Essex Financial Services, Inc. CRD 127549

$4.17B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  Essex Financial Services
  Essex, CT
• 06/2021 → Present
  The Leaders Group Inc
  Littleton, CO

Previous Registrations

• 2004-10-04 → 2013-08-06
  Strategic Advisers Llc
  New Haven, CT
  Marlborough, MA

Other Businesses

1) Insurance Agent for Essex Financial Services Inc -8/2013 - 176 Westbrook Rd, Essex CT 06426 - Life insurance/fixed annuity sales - Not Inv Rel - Insurance Business - less than 10 hrs/mo; less than 10 hrs/mo (during trading hours).

Exams

• S66 Uniform Combined State Law Examination
  2004-09-08
• S63 Uniform Securities Agent State Law Examination
  2000-07-28

Designations

• Certified Financial Planner