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Current Employers
Essex Financial Services, Inc.

176 Westbrook Road, Essex, CT 06426 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-02-04
  • CT RA
    APPROVED
    Since 2016-02-04

Branch Locations

176 Westbrook Road, Essex, CT 06426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Essex Financial Services Essex CT 03/2010 Present
The Leaders Group Inc Littleton CO 06/2021 Present
  • 03/2010 → Present
    Essex Financial Services
    Essex, CT
  • 06/2021 → Present
    The Leaders Group Inc
    Littleton, CO
Other Businesses

1.) ESSEX FINANCIAL - 3/23/2010 - 176 Westbrook Road, Essex, CT 06426 - Compliance Officer, Clerical duties, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) Insurance Agent for Essex Financial Services Inc -3/23/2010- 176 Westbrook Rd, Essex CT 06426 - Life insurance/fixed annuity sales - Not Inv Rel - Insurance Business - less than 10 hrs/mo; less than 10 hrs/mo (during trading hours). 3.) The Leader's Group - 7/13/2021 - 2 W Dry Creek Cir, Suite 800, Littleton CO 80120-4475 - Inv Rel - Broker-Dealer Affiliation - Registered Representative - 20 hrs/mo; 2hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-17
S63 Uniform Securities Agent State Law Examination 2001-02-15
  • S65 Uniform Investment Adviser Law Examination
    2010-12-17
  • S63 Uniform Securities Agent State Law Examination
    2001-02-15
Other Names
  • Cherish Dubois
  • Cherish Lyn Bartone
  • Cherish Lyn Bartone

View on SEC IAPD

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