Kevin Joseph Looby

Current Employers

Employment History

• 04/2016 → 01/2018
  Essex Financial Services
  Madison, CT
• 10/2017 → 01/2020
  Princple Wealth Partners, Llc
  Madison, CT
• 01/2020 → 01/2022
  National Asset Management
  Westport, CT
• 01/2022 → Present
  Essex Financial Services Inc
  Essex, CT

Previous Registrations

• 2020-01-03 → 2022-01-26
  B. Riley Wealth Advisors, Inc.
  Westport, CT
  Madison, CT
• 2017-10-31 → 2020-01-17
  Principle Wealth
  Madison, CT
• 2016-05-04 → 2017-10-30
  Essex Financial Services, Inc.
  Madison, CT
  Essex, CT
• 2002-06-12 → 2016-04-25
  Strategic Advisers Llc
  Covington, KY
  Millburn, NJ
  Paramus, NJ
  Millburn, NJ

Other Businesses

1) KEVIN J LOOBY, RENTAL PROPERTY, OWNER, Hoboken, NJ, START NOV 2010, 1 HRS PER MONTH, ZERO DURING TRADING HRS, REAL ESTATE MANAGEMENT, NOT INVESTMENT RELATED. 2) SOUND PRIVATE WEALTH, LLC, Owner of rental property in Bay City, MI, 1HR PER MONTH ALL DURING TRADING HRS, NOT INVESTMENT RELATED. 3) KELSEY SPRINGS HOME OWNERS ASSOCIATION, PRESIDENT, MADISON, CT, .5 HRS PER MONTH, ZERO DURING TRADING HRS., NOT INVESTMENT RELATED 4) Hope Partnership, Board Member, Centerbrook CT, 10/11/2024, Sit in board meetings quarterly, meet with committees monthly to review or develop ideas on progress toward mission of the charity. No compensation involved, volunteer only. Non-investment related 5) Insurance Agent for Essex Financial Services Inc - 01/2022 - 176 Westbrook Rd, Essex CT 06426 - Life insurance/fixed annuity sales - Not Inv Rel - Insurance Business - less than 10 hrs/mo; less than 10 hrs/mo (during trading hours).

Exams

• S66 Uniform Combined State Law Examination
  2001-02-02
• S63 Uniform Securities Agent State Law Examination
  1996-11-27

Designations