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Current Employers
Northern Capital Securities Corporation

50 High Street 4Th Floor, North Andover, MA 01845 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-04-24
  • MA RA
    APPROVED
    Since 2017-04-24

Branch Locations

50 High Street 4Th Floor, North Andover, MA 01845 • United States

Bourne, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Capital Securities Corporation Andover MA 01/2009 Present
Merrimack College, Girard School Of Business North Andover MA 10/2015 04/2024
University Of Massachusetts Dartmouth Dartmouth MA 01/2021 06/2022
St. John's Lodge, Newburyport Newburyport MA 06/2022 Present
Hult International Business School Cambridge MA 06/2023 Present
  • 01/2009 → Present
    Andover, MA
  • 10/2015 → 04/2024
    Merrimack College, Girard School Of Business
    North Andover, MA
  • 01/2021 → 06/2022
    University Of Massachusetts Dartmouth
    Dartmouth, MA
  • 06/2022 → Present
    St. John's Lodge, Newburyport
    Newburyport, MA
  • 06/2023 → Present
    Hult International Business School
    Cambridge, MA
Other Businesses

Merrimack College, non-investment related, 315 Turnpike St, North Andover, MA 01845, higher learning, Adjunct Instructor, start date: October 14, 2024, 12 hours per month during securities trading hours, duties are to teach graduate class in Finance. Hult International Business School, non-investment related, 1 Education Street, Cambridge, MA 02141, higher learning, Adjunct Instructor, start date: May 1, 2024, 12 hours per month during securities trading hours, duties are to teach graduate class in Finance. St. John's Lodge, Newburyport, investment-related, 31 Green St, Newburyport, MA 01950, fraternal organization, Trustee of the Permanent Fund, start date: June 2, 2022, 1 to 2 hours per month during securities trading hours, duties are to provide oversight, administration, and investment of organization's Permanent Fund.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-13
S63 Uniform Securities Agent State Law Examination 1997-04-28
  • S65 Uniform Investment Adviser Law Examination
    2017-03-13
  • S63 Uniform Securities Agent State Law Examination
    1997-04-28
Other Names
  • Maury Kauff
  • Mo Kauff

View on SEC IAPD

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