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50 High Street 4Th Floor, North Andover, MA 01845 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-04-24 |
Branch Locations
50 High Street 4Th Floor, North Andover, MA 01845 • United States
Bourne, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Capital Securities Corporation | Andover | MA | 01/2009 | Present |
| Merrimack College, Girard School Of Business | North Andover | MA | 10/2015 | 04/2024 |
| University Of Massachusetts Dartmouth | Dartmouth | MA | 01/2021 | 06/2022 |
| St. John's Lodge, Newburyport | Newburyport | MA | 06/2022 | Present |
| Hult International Business School | Cambridge | MA | 06/2023 | Present |
Merrimack College, non-investment related, 315 Turnpike St, North Andover, MA 01845, higher learning, Adjunct Instructor, start date: October 14, 2024, 12 hours per month during securities trading hours, duties are to teach graduate class in Finance. Hult International Business School, non-investment related, 1 Education Street, Cambridge, MA 02141, higher learning, Adjunct Instructor, start date: May 1, 2024, 12 hours per month during securities trading hours, duties are to teach graduate class in Finance. St. John's Lodge, Newburyport, investment-related, 31 Green St, Newburyport, MA 01950, fraternal organization, Trustee of the Permanent Fund, start date: June 2, 2022, 1 to 2 hours per month during securities trading hours, duties are to provide oversight, administration, and investment of organization's Permanent Fund.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-28 |
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