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David Grant Oldaker

Northern Capital Securities Corporation

North Andover, MA

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Current Employers
Northern Capital Securities Corporation

50 High Street 4Th Floor, North Andover, MA 01845 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-02-06
  • MA RA
    APPROVED
    Since 2017-02-06

Branch Locations

50 High Street 4Th Floor, North Andover, MA 01845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott, Starr Investments, Inc. Andover MA 05/1984 Present
Northern Capital Securities Corporation Andover MA 03/1996 Present
Previous Registrations
  • 1996-01-01 → 2005-06-06
    Northern Capital Advisors Corporation
    Andover, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-25
S63 Uniform Securities Agent State Law Examination 1995-07-27
  • S65 Uniform Investment Adviser Law Examination
    2016-11-25
  • S63 Uniform Securities Agent State Law Examination
    1995-07-27

View on SEC IAPD

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Dylan Jacob Fernandez
EDMUND JOSEPH HAUGHEY
ROBERT T LEONARD

Other Offices

OSAIC WEALTH, INC. · NORTH ANDOVER, MA
SIMPSON INVESTMENT COUNSEL · North Andover, MA
CONNOLLY FINANCIAL ADVISORS, INC. · NORTH ANDOVER, MA
CONNOLLY FINANCIAL ADVISORS, INC. · North Andover, MA
FOCUS PARTNERS WEALTH, LLC · NORTH ANDOVER, MA
BRADFORD FINANCIAL SERVICES CORP · North Andover, MA
STONEX ADVISORS INC. · North Andover, MA
PFS INVESTMENTS INC. · NORTH ANDOVER, MA

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