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Northern Capital Securities Corporation CRD 40659
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
50 High Street 4Th Floor, North Andover, MA 01845 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-03-23 |
Branch Locations
50 High Street 4Th Floor, North Andover, MA 01845 • United States
50 High Street 4Th Floor, North Andover, MA 01845 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2017 | 01/2019 |
| Unemployed | Byfield | MA | 06/2016 | 11/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2018 | 01/2019 |
| Pension Professionals | Biddeford | ME | 01/2018 | 01/2019 |
| Northern Capital Securities Corporation | North Andover | MA | 03/2020 | Present |
| Unemployed | Byfield | MA | 01/2019 | 03/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-24 |
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