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Robert Edward Pickett

Northern Capital Securities Corporation

North Andover, MA

North Andover, MA

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Current Employers
Northern Capital Securities Corporation

50 High Street 4Th Floor, North Andover, MA 01845 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-03-23
  • MA RA
    APPROVED
    Since 2020-03-23

Branch Locations

50 High Street 4Th Floor, North Andover, MA 01845 • United States

50 High Street 4Th Floor, North Andover, MA 01845 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 11/2017 01/2019
Unemployed Byfield MA 06/2016 11/2017
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2018 01/2019
Pension Professionals Biddeford ME 01/2018 01/2019
Northern Capital Securities Corporation North Andover MA 03/2020 Present
Unemployed Byfield MA 01/2019 03/2020
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-24
  • S66 Uniform Combined State Law Examination
    2018-01-24
Designations

View on SEC IAPD

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Other Investors

MANFRED THEODOR BECKMANN
JASON DANIEL STUCK
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MAURICE JASON KAUFF
DAVID GRANT OLDAKER
Dylan Jacob Fernandez
EDMUND JOSEPH HAUGHEY
ROBERT T LEONARD

Other Offices

OSAIC WEALTH, INC. · NORTH ANDOVER, MA
SIMPSON INVESTMENT COUNSEL · North Andover, MA
CONNOLLY FINANCIAL ADVISORS, INC. · NORTH ANDOVER, MA
CONNOLLY FINANCIAL ADVISORS, INC. · North Andover, MA
FOCUS PARTNERS WEALTH, LLC · NORTH ANDOVER, MA
BRADFORD FINANCIAL SERVICES CORP · North Andover, MA
STONEX ADVISORS INC. · North Andover, MA
PFS INVESTMENTS INC. · NORTH ANDOVER, MA

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