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Current Employers
Northern Capital Securities Corporation

50 High Street 4Th Floor, North Andover, MA 01845 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-08-07
  • MA RA
    APPROVED
    Since 2017-08-07

Branch Locations

50 High Street 4Th Floor, North Andover, MA 01845 • UNITED STATES

Western Springs, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Performance Trust Chicago IL 01/2012 02/2017
Northern Capital Securities Corporation Andover MA 02/2017 Present
Other Businesses

FORTRESS REAL ESTATE INVESTMENTS, LLC, INVESTMENT-RELATED, PO BOX 427, WESTERN SPRINGS, IL 60558; THE LLC WAS CREATED TO PROTECT ME AND MY WIFE. WE INVEST IN RENTAL PROPERTIES AND MANAGE RENT COLLECTION AND REPAIRS.; MY WIFE AND I ARE THE ONLY TWO OWNERS (51% AND 49%), START DATE 03/35/2009; THE BUSINESS REQUIRES MINIMAL HRS/MONTH (APROX. 2 HRS TOTAL) DURING AND AFTER SECURITY TRADING HOURS. WE OUTSOURCE ALL WORK AND MAINLY PAY BILLS AND COLLECT RENTS. HINSDALE PADDLE CLUB, NOT INVESTMENT-RELATED, HINSDALE PC 60TH ST AND COUNTY LINE ROAD HINSDALE, IL 60521, CLUB ORGANIZED TO PLAY PLATFORM TENNIS IN A RECREATIONAL AND COMPETITIVE FORMAT, POSITION IS TREASURER AND MEMBER OF THE FINANCE COMMITTEE, TITLE IS TREASURER, START DATE: FEBRUARY 22, 2022, NUMBER OF HOURS PER MONTH IS EXPECTED TO BE 8 HOURS, ZERO HOURS DURING SECURITIES TRADING HOURS, THE FINANCE COMMITTEE IS RESPONSIBLE FOR FINANCIAL MATTERS RELATING TO THE CLUB. THE TREASURER IS RESPONSIBLE FOR CREATING FINANCIAL PROJECTIONS, MONITORING ACCOUNTS RECEIVABLE, ACCOUNTS PAYABLE AND REPORTING TO OTHER MEMBERS OF THE FINANCE COMMITTEE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-07-09
  • S63 Uniform Securities Agent State Law Examination
    2004-07-09
Designations

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