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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-24 |
| MA | RA | APPROVED | 2024-06-14 |
Branch Locations
21 High Street, Suite 206, North Andover, MA 01845 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Waltham | MA | 12/2007 | 01/2020 |
| Securities America, Inc. | North Andover | MA | 01/2020 | 06/2024 |
| Securities America Advisors | North Andover | MA | 01/2020 | 06/2024 |
| Osaic Wealth, Inc. | North Andover | MA | 06/2024 | Present |
| Osaic Wealth, Inc. | North Andover | MA | 06/2024 | Present |
***DBA - Risk Strategies ***RISK STRATEGIES POSITION: Producer- Insurance Sales NATURE: Corporate insurance sales. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 05/01/2018 ADDRESS: 21 High Street, Suite 206, North Andover MA 01845, United States DESCRIPTION: Insurance Sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-02 |
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