Edmund Joseph Haughey

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → 01/2020
  Lpl Financial, Llc
  Waltham, MA
• 01/2020 → 06/2024
  Securities America, Inc.
  North Andover, MA
• 01/2020 → 06/2024
  Securities America Advisors
  North Andover, MA
• 06/2024 → Present
  Osaic Wealth, Inc.
  North Andover, MA
• 06/2024 → Present
  Osaic Wealth, Inc.
  North Andover, MA

Previous Registrations

• 2020-02-25 → 2024-06-14
  Securities America Advisors, Inc.
  North Andover, MA
• 2013-06-10 → 2020-02-12
  Lpl Financial Llc
  Westwood, MA

Other Businesses

***DBA - Risk Strategies ***RISK STRATEGIES POSITION: Producer- Insurance Sales NATURE: Corporate insurance sales. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 05/01/2018 ADDRESS: 21 High Street, Suite 206, North Andover MA 01845, United States DESCRIPTION: Insurance Sales

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-06-04
• S63 Uniform Securities Agent State Law Examination
  2008-04-02

Other Names

• Ted Haughey