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Current Employers
Toomey Investment Management, Inc

420 Center Street 1St Floor, Wallingford, CT 06492 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2019-10-23
SC RA APPROVED 2019-10-23
TX RA APPROVED 2019-10-23
MA RA APPROVED 2019-08-27
FL RA APPROVED 2019-06-27
CT RA APPROVED 2019-05-29
  • NH RA
    APPROVED
    Since 2019-10-23
  • SC RA
    APPROVED
    Since 2019-10-23
  • TX RA
    APPROVED
    Since 2019-10-23
  • MA RA
    APPROVED
    Since 2019-08-27
  • FL RA
    APPROVED
    Since 2019-06-27
  • CT RA
    APPROVED
    Since 2019-05-29

Branch Locations

420 Center Street 1St Floor, Wallingford, CT 06492 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Toomey Investment Management, Inc. Wallingford CT 01/2010 Present
Leigh Baldwin & Co., Llc Cazenovia NY 01/2011 Present
Previous Registrations
Other Businesses

1995: TAX RETURNS; NON INVESTMENT RELATED; SELF EMPLOYED; 30HRS/WEEK FROM JAN-APRIL (10 WEEKS) DURING MARKET HOURS. 1986: FIXED INSURANCE; NON INVESTMENT RELATED; THOUGH TOOMEY INVESTMENT MANAGEMENT; 1 HRS/MONTH DURING MARKET HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-08-05
  • S63 Uniform Securities Agent State Law Examination
    1997-08-05
Designations

View on SEC IAPD

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