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Current Employers
Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-11-01
TX RA APPROVED 2021-11-01
  • TN RA
    APPROVED
    Since 2021-11-01
  • TX RA
    APPROVED
    Since 2021-11-01

Branch Locations

1755 N Kirby Pwky Ste 300, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Investment Corp. Lincoln NE 06/2006 Present
The Moran Company Memphis TN 12/2008 Present
Ucl Financial Group, Llc Memphis TN 08/1991 Present
Ameritas Life Insurance Corp Lincoln NE 06/2006 Present
Ameritas Life Insurance Corp Of New York New York NY 04/2010 Present
United Wealth Advisors Group Memphis TN 01/2017 Present
Ameritas Advisory Services, Llc Lincoln NE 11/2021 Present
  • 06/2006 → Present
    Ameritas Investment Corp.
    Lincoln, NE
  • 12/2008 → Present
    The Moran Company
    Memphis, TN
  • 08/1991 → Present
    Ucl Financial Group, Llc
    Memphis, TN
  • 06/2006 → Present
    Ameritas Life Insurance Corp
    Lincoln, NE
  • 04/2010 → Present
    Ameritas Life Insurance Corp Of New York
    New York, NY
  • 01/2017 → Present
    United Wealth Advisors Group
    Memphis, TN
  • 11/2021 → Present
    Lincoln, NE
Other Businesses

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS; *THE MORAN COMPANY; SAME AS BRANCH; INV REL; LIFE INSURANCE SALES; PRESIDENT; START DATE=12/2008; HRS/MO=200; TRADING HRS/MO=160; OFFER FINANCIAL PRODUCTS TO PROSPECTIVE CLIENTS; *UCL FINANCIAL GROUP, LLC; INV REL; SAME AS BRANCH; SALE OF FIXED AND/OR INVESTMENT RELATED FINANCIAL PRODUCTS; PARTNER; START DATE=08/1991; HRS/MO=300; TRADING HRS/MO=25; I AM AN INSURANCE AGENT AND MY CLIENTS RELY ON ME TO ADVISE THEM ON INSURANCE OR INVESTMENT RELATED PRODUCTS; *UNITED WEALTH ADVISORS GROUP; SAME AS BRANCH; INV REL; WORKING WITH INDIVIDUALS AND BUSINESSES WITH THEIR LIFE, DISABILITY, 401K, OR INVESTMENT NEEDS; AGENT; START DATE=1/2017; USE RESOURCES TO GROW BUSINESS; * Royalty Interest; non inv rel; PO BOX 4648, Houston, TX 77210; interest from oil well in Kansas; Owner; start date=10/2022; hrs/mo=0; trading hrs/mo=0; no duties

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-19
S63 Uniform Securities Agent State Law Examination 1991-11-25
  • S65 Uniform Investment Adviser Law Examination
    2009-12-19
  • S63 Uniform Securities Agent State Law Examination
    1991-11-25
Other Names
  • Timothy J Moran
  • Tim Moran

View on SEC IAPD

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