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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
911 W Loop 281 Suite 310, Longview, TX 75604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Longview | TX | 07/1993 | Present |
| Morgan Stanley Smith Barney | Longview | TX | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. ARBONNE INTERNATIONAL NOT INVESTMENT RELATED SKIN CARE PRODUCTS NO TIME DEVOTED DURING SECURITIES TRADING HOURS. 2. ADVOCARE INTL LP NOT BUSINESS RELATED. CARROLLTON, TX STARTED 3/8/10 DISTRUBUTOR, WHEN YOU SIGN UP AS A DISTRIBUTOR & YOU USE ADVOCARE PRODUCTS ON A REGULAR BASIS YOU CAN TAKE ADVANTAGE OF THE DISCOUNTS OFFERED BY ADVOCARE. 1 HR EACH MONTH DURING TRADING HRS. 1 HR EACH MONTH OUTSIDE OF TRADING HRS. 3. Young Living; Investment related; Distributor - for personal use; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Jun 2019; During business hours: 0; After business hours: 1; Purchases for personal use
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-31 |
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