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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-02-08 |
Branch Locations
128 Bucklin St, La Salle, IL 61301 • United States
St Charles, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayland Financial | Lasalle | IL | 08/2016 | 11/2016 |
| Principal Securities, Inc. | La Salle | IL | 11/2016 | Present |
| Principal Life Insurance Company | La Salle | IL | 10/2016 | Present |
| Wayland Financial Group | La Salle | IL | 08/2018 | Present |
***Wayland Financial Group; Not Investment Related; LaSalle, IL; Registered Staff; provide customer servicing and support of group qualified plan clients for Wayland Financial Group; Start Date: 08/01/2018; 64 hrs per month; 64 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-29 |
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