Karen Wozniak Mcdade

Current Employers

Employment History

• 06/2026 → Present
  Ashton Thomas Securities, Llc
  Rochester, NY
• 08/2024 → Present
  Thrive Planning Llc
  Phoenix, AZ
• 08/2016 → Present
  Ashton Thomas Private Wealth, Llc
  Scottsdale, AZ
• 08/2016 → 07/2018
  Peachtree Capital Corporation
  Atlanta, GA
• 10/2016 → Present
  Ashton Thomas Insurance Agency
  Scottsdale, AZ
• 08/2018 → 06/2026
  M. S. Howells & Co.
  Scottsdale, AZ

Previous Registrations

• 2009-01-22 → 2016-08-16
  Geneos Wealth Management, Inc.
  Scottsdale, AZ
• 2007-08-01 → 2009-01-07
  Usf Advisors, Llc
  Houston, TX

Other Businesses

(1) AUG 2016; ASHTON THOMAS PRIVATE WEALTH LLC, SCOTTSDALE, AZ; FEE-BASED ASSET MANAGEMENT; INVESTMENT ADVISER REPRESENTATIVE; DEVOTE 30 HOURS PER WEEK DURING MARKET HOURS. (2) AUG 2016; ASHTON THOMAS INSURANCE AGENCY, SCOTTSDALE, AZ; INVESTMENT RELATED; INSURANCE AGENCY; INSURANCE AGENT; DEVOTE 15 HRS/MO DURING MARKET HOURS. (3) ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER; REGISTERED REPRESENTATIVE; 06/2026; SECURITIES SALES Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities. (4) Thrive Planning LLC; Investment Related; Phoenix, AZ; Flowthrough LLC for ATPW, ATS, and Insurance income; Owner; 08/2024; Devote 0 HRS/MO During Market Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-27
• S63 Uniform Securities Agent State Law Examination
  1992-01-24

Designations

Other Names

• Karen Lynn Wozniak
• Karen Lynn Wozniak