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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-30 |
| MI | RA | APPROVED | 2009-11-13 |
Branch Locations
38505 Woodward Ave Suite 150, Bloomfield Hills, MI 48304-5096 • United States
Auburn Hills, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Grosse Pointe | MI | 03/2009 | Present |
| City National Bank | Bloomfield | MI | 07/2019 | 12/2022 |
Name of Entity: UBER Address of Business: San Francisco, CA Business Descriptions: Transportation Service Is investment-related: No Projected Start Date: 01/23/16 Projected End Date: 12/01/16 Capacity: Independent Contractor/Consultant Duties Performed: Driving 32-40 hours devoted to this OBA per month 0 hours devoted during security trading hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-13 |
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