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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-11 |
| NY | RA | APPROVED | 2025-07-22 |
| NJ | RA | APPROVED | 2025-07-14 |
Branch Locations
901 3Rd Ave S Routing S14/3235, Minneapolis, MN 55402-3367 • United States
Old Bridge, NJ • United States
2626 Hylan Blvd, Staten Island, NY 10306-4358 • United States
22 Cortlandt St Fl 25, New York, NY 10007-3190 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 08/2016 | 12/2016 |
| Signature Securities Group Corp./Signature Bank | Brooklyn | NY | 01/2017 | 04/2023 |
| Flagstar Advisors/Flagstar Bank | Brooklyn | NY | 04/2023 | 07/2025 |
| Ameriprise Financial Services, Llc | Staten Island | NY | 07/2025 | Present |
Real Estate Ownership; Single Family; 735 Normandy P, , Delray Beach, FL, 33484; Not Investment-Related; 07/01/2021. Board of Directors; Old Bridge Public School Board of Education; Board of Education Member; 4207 Route 516, , Matawan , NJ, 07747; Not Investment-Related; 01/05/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-11 |
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