Best Investors Account Sign in
Inactive

Suzanne Marie Lockwoodfisher

Dhjj Financial Advisors

St. Charles, IL

Naperville, IL

St. Charles, IL

Claim This Profile
Current Employers
Dhjj Financial Advisors

184 Shuman Boulevard Suite 200, Naperville, IL 60563 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-07-15
  • IL RA
    APPROVED
    Since 2021-07-15

Branch Locations

2560 Foxfield Rd. Suite 300, St. Charles, IL 60174 • United States

184 Shuman Boulevard Suite 200, Naperville, IL 60563 • United States

St. Charles, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks El Segundo CA 01/2013 10/2018
Lpl Financial, Llc St Charles IL 10/2018 02/2020
Total Clarity Wealth Management, Inc St. Charles IL 09/2011 02/2020
Dhjj Finanical Advisors, Ltd. St. Charles IL 02/2020 Present
  • 01/2013 → 10/2018
    Cetera Advisor Networks
    El Segundo, CA
  • 10/2018 → 02/2020
    Lpl Financial, Llc
    St Charles, IL
  • 09/2011 → 02/2020
    Total Clarity Wealth Management, Inc
    St. Charles, IL
  • 02/2020 → Present
    Dhjj Finanical Advisors, Ltd.
    St. Charles, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-30
S63 Uniform Securities Agent State Law Examination 1992-06-18
  • S65 Uniform Investment Adviser Law Examination
    2021-04-30
  • S63 Uniform Securities Agent State Law Examination
    1992-06-18
Other Names
  • Suzanne Marie Fisher
  • Suzanne Marie Lockwood

View on SEC IAPD

Other Firms

FIRST WEALTH ADVISORY, INC.
LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.
HARBOUR INVESTMENTS, INC.
EDWARD JONES
STRATITECH CONSULTING, INC.
CANTLON FINANCIAL PLANNING LLC

Other Investors

CHRISTOPHER DAVID DELARME
Chad M Frantesl
STEVEN JAMES BERGMANN
MICHAEL FRANTESL
STEPHEN WILLIAM COGGER
JAMES HENRY COX
JOSHUA M WESTERFIELD
SCOTT WELLING

Other Offices

FIRST WEALTH ADVISORY, INC. · ST. CHARLES, IL
LPL FINANCIAL LLC · ST. CHARLES, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ST CHARLES, IL
LPL FINANCIAL LLC · ST. CHARLES, IL
OSAIC WEALTH, INC. · ST CHARLES, IL
HARBOUR INVESTMENTS, INC. · St. Charles, IL
EDWARD JONES · Campton Hills, IL
STRATITECH CONSULTING, INC. · SAINT CHARLES, IL

More in St. Charles, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor