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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-02-18 |
Branch Locations
10950 Olive Street Road, Creve Coeur, MO 63141 • United States
15715 Manchester Rd, Ellisville, MO 63011 • United States
2601 Green Mount Commons, Belleville, IL 62221 • United States
1900 Maplewood Commons Drive, Maplewood, MO 63143 • United States
4249 Watson Road, St Louis, MO 63109 • United States
801 Lincoln, Fairview Heights, IL 62208 • United States
1040 Collinsville Crossing, Collinsville, IL 62234 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Mutual Group | Waverly | IA | 03/2015 | 01/2021 |
| Cuna Brokerage Services Inc | Waverly | IA | 03/2015 | 01/2021 |
| First Community Credit Union | Creve Coeur | MO | 02/2021 | Present |
| Lpl Financial Llc | Creve Coeur | MO | 02/2021 | Present |
1)2/18/2021- Investment Services at First Community- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-31 |
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