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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2011-09-27 |
Branch Locations
424 S Woods Mill Rd Ste 300, Chesterfield, MO 63017-3428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2005 | Present |
| Northwestern Mutual Investment Services Llc | St Louis | MO | 09/2005 | Present |
| Northwestern Mutual Investment Services, Llc | St. Louis | MO | 12/2011 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2015 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-08 |
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