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5900 O Street, Lincoln, NE 68510 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-11-01 |
| TX | RA | APPROVED_RES | 2021-11-01 |
Branch Locations
1755 N Kirby Pkwy Suite 300, Memphis, TN 38120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritas Investment Corp. | Lincoln | NE | 06/2006 | Present |
| Ameritas Life Insurance Corp | Lincoln | NE | 06/2006 | Present |
| Ucl Financial Group | Memphis | TN | 08/1990 | Present |
| Uwag | Memphis | TN | 01/2014 | Present |
| Ameritas Advisory Services, Llc | Lincoln | NE | 11/2021 | Present |
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS; *UCL FINANCIAL GROUP; SAME AS BRANCH; INV REL; INSURANCE AGENCY; AGENT; START DATE = 08/1990; HRS/MO = 40; TRADING HRS/MO = 35; INSURANCE SALES; *UWAG; same as branch; inv rel; insurance/financial services agency; Agent/IAR; start date=01/2014; hrs/mo=0; trading hrs/mo=0; UCL Financial Group is joining the UWAG network-no change in my duties or compensation for me as a non-partner, no additional compensation of any kind coming directly as a result of being a representative working out of a UWAG member agency, other than the possibility of increased production due to increased sales resources available through the group; *NAIFA Memphis / West TN & NAIFA National, Role: I serve in the role of National Committeeman-serve as the liaison between our local chapter and the state and national associations, Type: Board Service, Start Date: 07/01/2021, Investment Related?: No, Address: 2901 Telestar Court, Falls Church, VA 22042-1205, Number of Hours/Mo: 2, Number of Hrs during trading hours: 100, Duties: Have been on the NAIFA Memphis / West TN board for several years. Joined the Audit Committee about 3-4 years ago. Joined the newly formed Chapter Quality Committee in 2021.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-30 |
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