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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

225 S 6Th St Ste 4500, Minneapolis, MN 55402 • United States

Orono, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 10/1991 Present
Northwestern Mutual Life St.CLoud MN 07/1993 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2012 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 10/1991 → Present
    Milwaukee, WI
  • 07/1993 → Present
    Northwestern Mutual Life
    St.CLoud, MN
  • 06/2012 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. COLUMNS RESOURCE GROUP, INC, INVESTMENT RELATED, 100% OWNER, MINNEAPLIS MN, INCORPORATION OF NETWORK OFFICE, 80+ HRS/MO, STARTED 11/1/2007. 3. STRATEGIC EMPLOYMENT BENEFITS SERVICE, MINNEAPOLIS MN, 100% OWNER, 40 HRS/MO, EMPLOYEE BENEFITS, STARTED 11/1/2007, INVESTMENT RELATED. 4. 100% OWNER, MJH CONSULTING LLC, INVESTMENT PROPERTY, START DATE: 6/5/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ENTITY HOLDING PROPERTY TO BE USED FOR NETWORK OFFICE EVENTS. 5. 100% OWNER, CRG OPERATIONS LLC, LEGAL ENTITY, START DATE: 07/01/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CEO/100% OWNER, ENTITY FOR TAX PURPOSES. NO ROLES OR RESPONSIBILITIES INCLUDED. 6. 25% OWNER, CDL, LLC, INVESTMENT PROPERTY, START DATE: 1/3/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-03
S63 Uniform Securities Agent State Law Examination 1996-03-18
  • S66 Uniform Combined State Law Examination
    2006-04-03
  • S63 Uniform Securities Agent State Law Examination
    1996-03-18

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