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150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-20 |
| VT | RA | APPROVED | 2024-07-22 |
| CO | RA | APPROVED | 2022-12-15 |
| SD | RA | APPROVED | 2022-12-15 |
| FL | RA | APPROVED | 2022-09-23 |
| AZ | RA | APPROVED | 2022-08-03 |
| IL | RA | APPROVED | 2022-05-03 |
| IA | RA | APPROVED | 2022-04-27 |
| CA | RA | APPROVED | 2022-04-26 |
| WA | RA | APPROVED | 2022-04-26 |
| WI | RA | APPROVED | 2022-04-26 |
| GA | RA | APPROVED | 2022-04-25 |
| MN | RA | APPROVED | 2022-01-27 |
Branch Locations
150 South Fifth Street Suite 3300, Minneapolis, MN 55402 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Edina | MN | 03/2008 | 10/2020 |
| The Oak Ridge Financial Services Group, Inc. | Golden Valley | MN | 10/2020 | 01/2022 |
| Northland Securities | Minneapolis | MN | 01/2022 | Present |
Braemar ice arena, Zamboni driver, 1701 Ikola Way, Edina MN, not investment related, no client involvement, 8 hours a week, $17 an hour
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-23 |
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