Kent Floyd Thompson

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  San Diego, CA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  San Diego, CA

Other Businesses

Business Ownership; Stillwater Vista LLC; Owner; Manage Ameriprise Business; 13520 Evening Creek Dr N , Suite 110, San Diego, CA, 92128; Investment-Related; 03/24/2026; 0 hours per month; 0 during trading hours. Outside Employment; Stillwater Vista LLC; Owner, President - Managing Entity; ; 13520 Evening Creek Drive N, Suite 110, , San Diego, CA, 92127; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 10 to 19 during trading hours. Other Business Activities; San Diego Rescue Mission; Investment Committee Member; 120 Elm St., , San Diego, CA, 92101; Investment-Related; 01/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-12-26

Designations

• Certified Financial Planner