James Edward Wilkie

Current Employers

Employment History

• 05/2004 → Present
  Lpl Financial Llc
  Greensboro, NC

Previous Registrations

• 2000-12-31 → 2004-06-10
  Ws Griffith Securities, Inc.
  Greensboro, NC

Other Businesses

1. 6/10/2004: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - SELLING FIXED ANNUITIES, LONG TERM DISABILITY, LONG TERM CARE, TERM, UNIVERSAL AND WHOLE LIFE INSURANCE 2. 7/24/2018 - Trinity Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/01/2018 - 200 Hours Per Month/120 Hours During Securities Trading. 3. 11/25/2019 - DJP - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/01/2018 - 2 Hours Per Month During Securities Trading. 4. 11/26/2019 - No Business Name - Investment Related - North Myrtle Beach, SC - Real Estate Rental - Started 09/02/2013 - 0 Hours Per Month - Second property, rent it and use it personally. 5. 05/05/2023 - Advisors Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 03/01/2023 - 1 Hours Per Month/1 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-31
• S63 Uniform Securities Agent State Law Examination
  1992-01-10

Designations

Other Names

• Jim Wilkie