Robert Lee Pollard

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Lexington, KY

Previous Registrations

• 2008-08-06 → 2013-02-13
  Morgan Keegan & Company, Llc
  Lexington, KY
• 2006-09-27 → 2008-08-07
  J.P. Morgan Securities Inc.
  Lexington, KY
• 2004-10-20 → 2006-09-27
  Banc One Securities Corporation
  Lexington, KY
  Chicago, IL
  Lexington, KY
• 2004-01-07 → 2004-10-22
  J.J.B. Hilliard, W.L. Lyons, Llc
  Lexington, KY

Other Businesses

(1) LINDA B. POLLARD EXEMPT TRUST FOR THE BENEFIT OF ROBERT L.POLLARD JR. ADDRESS: LEXINGTON, KY NATURE OF THE BUSINESS: TRUSTEE/SUCCESSOR TRUSTEE POSITION/TITLE: TRUSTEE/SUCCESSOR TRUSTEE INVESTMENT RELATED:YES START DATE: 06/01/2009 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 4 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 1 DESCRIPTION OF DUTIES: MANAGING SECURITIES AND MAINTAING PROPERTIES WITHIN THE TRUST. 2) Name of Business: POLLARD PROPERTIES Address: 1925 Hart Rd, Lexington, KY, 40502, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/1990 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I currently hold a principle broker's license as a Realtor. I only use my license when I am buying or selling property for myself. I have not been involved in a real estate transaction since 1995. I keep my license active in the event I would want to

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-22
• S63 Uniform Securities Agent State Law Examination
  1991-11-08