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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-02 |
| MO | RA | APPROVED | 2023-06-01 |
| TX | RA | APPROVED | 2023-06-01 |
Branch Locations
16090 Swingley Ridge Road Suite 610, Chesterfield, MO 63017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Clayton | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Clayton | MO | 11/2016 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | Chesterfield | MO | 06/2023 | Present |
MAGIS LLC, INV RELATED, CHESTERFIELD, MO, 16.6% OWNERSHIP, START 6/2/2023, 40 HOURS PER MONTH, 40 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-11 |
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