Best Investors Account Sign in
Inactive

Michelle Ruth Sandt-Wade

Mercer Global Advisors Inc.

Denver, CO

Greenwood Village, CO

Claim This Profile
Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-01-11
  • CO RA
    APPROVED
    Since 2024-01-11

Branch Locations

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

5613 Dtc Pkwy Suite 650, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Transitions Wealth Management, Llc Greenwood Village CO 06/2015 12/2023
Mercer Global Advisors Inc. Denver CO 01/2024 Present
  • 06/2015 → 12/2023
    Transitions Wealth Management, Llc
    Greenwood Village, CO
  • 01/2024 → Present
    Mercer Global Advisors Inc.
    Denver, CO
Previous Registrations
  • 2015-08-04 → 2024-08-09
    Transitions Wealth Management, Llc
    Denver, CO
  • 2002-07-11 → 2004-09-22
    Grove Point Investments, Llc
    Greenwood Village, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-03
S63 Uniform Securities Agent State Law Examination 1991-11-25
  • S65 Uniform Investment Adviser Law Examination
    2015-08-03
  • S63 Uniform Securities Agent State Law Examination
    1991-11-25
Designations
Other Names
  • Michelle Ruth Sandt
  • Michelle Ruth Sandtwade

View on SEC IAPD

Other Firms

EXCELLERE PARTNERS
ALPINE QUANTITATIVE MANAGEMENT, LLC
MORGAN STANLEY
CETERA INVESTMENT ADVISERS LLC
DREAM U.S. MANAGER LLC
KSL CAPITAL PARTNERS
CIBC PRIVATE WEALTH ADVISORS, INC.
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

TRISHA RENEA MINGO
Nicholas Dean Phillips
Andrea Saenz
STEVEN SEARES MURRAY
ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

More in Denver, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor