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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| MD | RA | APPROVED | 2009-03-13 |
Branch Locations
225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States
Phoenix, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Hunt Valley | MD | 03/2009 | Present |
| City National Bank | Hunt Valley | MD | 04/2019 | Present |
(1) CATHOLIC COMMUNITY FOUNDATION; ADDRESS: 320 CATHEDRAL STREET, BALTIMORE, MD 21201; BUSINESS DESCRIPTION: CHARITABLE ORGANIZATION; NOT INVESTMENT RELATED; START DATE: 06/01/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: REVIEW PERFORMANCE, MANAGEMENT & SPENDING, STRATEGIC PLANNING, OVERSIGHT COMMITTEE; HOURS DEVOTED PER WEEK: 1.25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) Name: Archdiocese of Baltimore Address: 320 Cathedral Street Baltimore, MD 21201 Business Description: Fundraising for the Archdiocese of Baltimore Business is not investment related Projected Start Date: 01/01/20 Capacity: Other Duties Performed: Fundraising Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-15 |
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