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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-09
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2022-02-09
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

186 Wood Ave S Suite 301, Iselin, NJ 08830 • United States

Old Bridge, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Iselin NJ 10/2010 03/2017
Mml Investors Services, Llc Iselin NJ 03/2017 Present
Previous Registrations
  • 2012-03-22 → 2017-03-25
    Msi Financial Services, Inc.
    Somerset, NJ
    Fairfield, NJ
    Iselin, NJ
    Iselin, NJ
  • 2008-08-15 → 2010-10-14
    Securities America Advisors, Inc.
    Iselin, NJ
  • 2005-05-02 → 2008-08-11
    Cetera Advisors Llc
    Iselin, NJ
Other Businesses

(1) NAME: RICHARD CARUSO INV REL: N ADD: 100 AUSTIN AVE OLD BRIDGE, NJ 08857 NATURE: CONSTRUCTION, PAINTING AND LABOR POSITION: OTHER START DATE: 07/01/2017 No. HR/MO: 16. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: CONSTRUCTION, PAINTING AND LABOR. (2) NAME: COUSING PROPERTY GROUP LLC INV REL: Y ADD: 100 AUSTIN AVENUE OLD BRIDGE NJ 08857 NATURE: REAL ESTATE POSITION: OWNER START DATE: 8/2017 NO HRS/MO: 5 NO HRS/MO TRADING TIME: 0. (3) NAME: RICHARD CARUSO INV REL: Y ADD: 186 WOOD AVE SOUTH, ISELIN NJ 08857 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/12/2025 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 1. DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, PROPERTY & CASUALTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-29
S63 Uniform Securities Agent State Law Examination 1992-05-06
  • S66 Uniform Combined State Law Examination
    2005-04-29
  • S63 Uniform Securities Agent State Law Examination
    1992-05-06

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