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225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-09 |
| WA | RA | APPROVED | 2023-01-04 |
| WI | RA | APPROVED | 2023-01-04 |
| MN | RA | APPROVED | 2017-02-10 |
Branch Locations
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legacy Financial Advisors Corporation | Bloomington | MN | 02/2002 | Present |
| Northrock Partners, Llc | Minneapolis | MN | 02/2017 | Present |
MAINTAINS CURRENT MN INSURANCE LICENSURE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-10-14 |
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