James Eugene Holmes

Employer firm

Three Magnolias Financial Advisors CRD 114471

$487M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 08/2019
  Stephens Inc
  Winston-Salem, NC
• 08/2019 → 09/2024
  Wells Fargo Clearing Services, Llc
  Winston Salem, NC
• 10/2024 → Present
  Three Magnolias Financial Advisors
  Winston Salem, NC

Previous Registrations

• 2019-08-30 → 2024-10-10
  Wells Fargo Clearing Services, Llc
  Winston Salem, NC
• 2011-03-11 → 2019-09-05
  Stephens
  Winston-Salem, NC
• 2002-04-16 → 2011-04-04
  Deutsche Bank Securities Inc.
  Winston-Salem, NC
  Winston-Salem, NC

Other Businesses

CENTENARY UNITED METHODIST CHURCH; INVESTMENT RELATED; WINSTON SALEM,NC; INV. COMMITTEE MEMBER, DELEGATE TO ANNUAL CONFERENCE; START DATE 10/15/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS THE MANAGEMENT OF OPERATIONAL FUNDS THAT ARE HELD IN SEVERAL TRUSTS FOR THE CHURCH WHICH IS HANDLED BY OUTSIDE MONEY MANAGERS OR THROUGH MUTUAL FUNDS. INSURANCE AGENT; INVESTMENT-RELATED; WINSTON SALEM, NC; INSURANCE SALES; START DATE: 2024; APPROXIMATELY 1 HR/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-05-05
• S63 Uniform Securities Agent State Law Examination
  1991-10-07