Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-13
TX RA APPROVED_RES 2010-02-19
UT RA APPROVED 2006-02-06
MT RA APPROVED 2005-10-12
NC RA APPROVED 2005-10-12
AK RA APPROVED 2000-05-16
  • MN RA
    APPROVED
    Since 2013-11-13
  • TX RA
    APPROVED_RES
    Since 2010-02-19
  • UT RA
    APPROVED
    Since 2006-02-06
  • MT RA
    APPROVED
    Since 2005-10-12
  • NC RA
    APPROVED
    Since 2005-10-12
  • AK RA
    APPROVED
    Since 2000-05-16

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Stillwater, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
C.D. Bud Inc St. Paul MN 10/1988 Present
Rbc Capital Markets, Llc Minneapolis MN 03/2008 Present
City National Bank Minneapolis MN 11/2017 01/2025
  • 10/1988 → Present
    C.D. Bud Inc
    St. Paul, MN
  • 03/2008 → Present
    Minneapolis, MN
  • 11/2017 → 01/2025
    City National Bank
    Minneapolis, MN
Other Businesses

(1)NAME OF ENTITY: VISIT ST. PAUL; ADDRESS: UNKNOWN; BUSINESS DESCRIPTION: TOURISM GROUP; START DATE: 02/11/2014; NOT INVESTMENT RELATED; CAPACITY: MEMBER; DUTIES: NONE; HOURS DEVOTED TO THIS OBA PER MONTH: NONE; HOURS DEVOTED DURING TRADING HOURS PER MONTH: NONE (2) NAME OF ENTITY: UNIVERSAL NETWORK SOLUTIONS; ADDRESS: 999 GRAND AVENUE, ST. PAUL, MN 55105;INESS DESCVRIPTION: COMPUTER CONSULTING; NOT INVESTMENT RELATED; DUTIES: NONE/PASSIVE OWNER; HOURS DEVOTED TO THIS OBE PER MONTH: 1; HOURS DEVOTED TO THIS OBE DURING TRADING HOURS: NONE (3)NAME OF ENTITY: COMET CLOTHING COMPANY; ADDRESS: 290 RICE STREET, LITTLE CANADA, MN 55113; BUSINESS DESCRIPTION: CLOTHING SALES; START DATE: 07/01/2007; NOT INVESTMENT RELATED; CAPACITY; OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED IN THIS OBA PER MONT: NONE; HOURS DEVOTED TO THIS OBA DURING TRADING HOURS: NONE (4)NAME OF ENTITY: OIBP MINNEAPOLIS, LLC; ADDRESS: ONWARD INVESTORS, LLC. 7300 METRO BLVD., STE. 360, EDINA, MN 55439; BUSINESS DESCRIPTION: INDIRECT PARTIAL OWNERSHIP INTEREST; START DATE: 09/04/2014; NOT INVESTMENT RELATED; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED TO THIS OBA PER MONTH: NONE: HOURS DEVOTED TO THIS OBA DURING TRADING HOURS: NONE (5) MINNESOTA NEONATALOGY FOUNDATION; ADDRESS: TBD; BUSINESS DESCRIPTION: NOT FOR PROFIT SUPPORT FOR NEONATALOGY; NOT INVESTMENT RELATED; START DATE: 06/01/2017; CAPACITY: BOARD OF DIRECTORS/TREASURER; DUTIES: FUND-RAISING/MANAGE ASSETS; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE; (6) NAME OF ENTITY: Dickson Wares DBA as Negaunee Ware; ADDRESS: 11969 ironwood ave Stillwater Mn 55082; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Clothing line; CAPACITY: Owner - Active; START DATE: 03/2020; DUTIES: development of products; HOURS DEVOTED PER MONTH: 5; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (7) NAME OF ENTITY: Negaunee Holdings LLC ADDRESS: 13336 Killdeer st nw INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC holding company CAPACITY: Owner - Active START DATE: 7/21/2021 DUTIES: passive investments in an llc...I will help vet out the opportunities HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-26
S63 Uniform Securities Agent State Law Examination 1991-12-13
  • S65 Uniform Investment Adviser Law Examination
    2000-04-26
  • S63 Uniform Securities Agent State Law Examination
    1991-12-13
Other Names
  • Mike Dickson
  • Michael J Dickson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor