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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-06-18
WI RA APPROVED 2018-06-08
CO RA APPROVED 2018-06-07
TX RA APPROVED 2018-06-07
  • FL RA
    APPROVED
    Since 2018-06-18
  • WI RA
    APPROVED
    Since 2018-06-08
  • CO RA
    APPROVED
    Since 2018-06-07
  • TX RA
    APPROVED
    Since 2018-06-07

Branch Locations

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Aurora, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Greenwood Village CO 06/2013 06/2018
Robert W Baird & Co., Incorporated Denver CO 06/2018 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-02-10
S65 Uniform Investment Adviser Law Examination 2003-01-10
  • S63 Uniform Securities Agent State Law Examination
    2003-02-10
  • S65 Uniform Investment Adviser Law Examination
    2003-01-10
Other Names
  • Amy Marie Dorchinez
  • Amy M Vanness
  • Amy Marie Vanness
  • Amy M Van Ness
  • Amy Marie Van Ness
  • Amy Marie Vanness
  • Amy Marie Dorchinez

View on SEC IAPD

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