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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-03-26

Branch Locations

53 South Main St, Liberty, NY 12754 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

1203 Ulster Ave, Kingston, NY 12401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Poughkeepsie NY 12/2005 Present
Other Businesses

BPOE 550 ELKS LODGE; POSITION: Trustee, Director; NATURE: Fraternal; INVESTMENT RELATED; No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0; START DATE: 04/01/2024; ADDRESS: 143 Hurley Ave, Kingston NY 12401, United States; DESCRIPTION: Board of Directors, Trustee; Oversee financial health of the organization; Maintain building and grounds.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-29
S63 Uniform Securities Agent State Law Examination 1991-10-10
  • S65 Uniform Investment Adviser Law Examination
    1998-06-29
  • S63 Uniform Securities Agent State Law Examination
    1991-10-10

View on SEC IAPD

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