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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-01 |
| TX | RA | APPROVED | 2024-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Coombe Financial Services, Inc.. | Wawarsing | NY | 05/1994 | Present |
| Lpl Financial Llc | Ellenville | NY | 10/2024 | Present |
| Coombe, Bender & Company Llc | 129 South Main St | NY | 01/2000 | Present |
1) 10/01/2024 - Midrox Insurance Company - For-Profit Board Member- Secretary and Finance committee chair - Non-inv. related- Montgomery, NY- start date 6/2018- 2% 2) 10/01/2024 - Claverack Cooperative Insurance Company - For-Profit Board Member- Secretary - Non-inv. related- Montgomery, NY- start date 4/2017- 2% 3) 10/01/2024 - Catherine M Coombe- Public Notary- Inv. related - Ellenville, NY- start date 1993- 0% 4) 10/01/2024 - CBC Holding - Real Estate Rental - co-owner/managing member- Inv. Related- Ellenville, NY- start date 9/2021- 2-5 hrs/mth 5) 10/01/2024 - Coombe, Bender and Company- DBA for LPL Financial Business - Inv. Related- at reported business location - start date 10/1/2024 6) 10/01/2024 - Mid-Hudson Co-Operative Insurance Company- For-Profit Board Member- Secretary/Finance Chair - Non-inv. related- Montgomery, NY- start date 4/2017- 6hrs/mth -5% 7) 10/01/2024 - Non-Variable Insurance - Agent servicing existing Life and Fixed Annuity policies- Inv. Related- Ellenville, NY - start date 10/1/2024- 1hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-14 |
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