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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-01
TX RA APPROVED 2024-10-01
  • NY RA
    APPROVED
    Since 2024-10-01
  • TX RA
    APPROVED
    Since 2024-10-01

Branch Locations

129 S Main St., Ellenville, NY 12428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coombe Financial Services, Inc. Ellenville NY 04/2001 10/2024
Lpl Financial Llc Ellenville NY 10/2024 Present
  • 04/2001 → 10/2024
    Coombe Financial Services, Inc.
    Ellenville, NY
  • 10/2024 → Present
    Ellenville, NY
Other Businesses

1) 10/01/2024 - CBC HOLDCO LLC - Real Estate Rental - co-owner/managing member- Inv. Related- Ellenville, NY- start date 9/2021- 2-5 hrs/mth 2) 10/01/2024 - Non-Variable Insurance - Agent - Inv. Related- Ellenville, NY - start date 10/1/2024- 4hrs/mth 3) 10/01/2024 - Coombe, Bender and Company- DBA for LPL Business (entity for LPL business) - Inv. Related- at reported business location - start date 10/1/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-14
S63 Uniform Securities Agent State Law Examination 1984-01-30
  • S66 Uniform Combined State Law Examination
    2024-08-14
  • S63 Uniform Securities Agent State Law Examination
    1984-01-30
Designations

View on SEC IAPD

Other Firms

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