Lori Christine Sipos

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-07-23

NY RA
APPROVED

Since 2026-07-23

Branch Locations

Callicoon, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&T Bank	Roscoe	NY	10/2011	06/2026
M&T Securities	Roscoe	NY	10/2011	06/2026
Lpl Financial Llc	Monticello	NY	06/2021	06/2026
Lpl Financial	Callicoon	NY	07/2026	Present
Hudson Valley Credit Union	Callicoon	NY	07/2026	Present

10/2011 → 06/2026

M&T Bank

Roscoe, NY
10/2011 → 06/2026

M&T Securities

Roscoe, NY
06/2021 → 06/2026

Lpl Financial Llc

Monticello, NY
07/2026 → Present

Lpl Financial

Callicoon, NY
07/2026 → Present

Hudson Valley Credit Union

Callicoon, NY

Previous Registrations

2022-06-06 → 2026-07-21

Lpl Financial Llc

Monticello, NY

Syracuse, NY

Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wealth Management at Hudson Valley Credit Union - Inv Rel - At Reported Business Location (s) - Start Date : 07/2026 2. 07/2026 - Hudson Valley Credit Union - Financial Institution Duty - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Callicoon NY 12723 – OBA Start Date: 07/13/2026

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-06-04
S63	Uniform Securities Agent State Law Examination	2011-01-05

S65 Uniform Investment Adviser Law Examination

2022-06-04
S63 Uniform Securities Agent State Law Examination

2011-01-05

Other Names

Lori Christine Lahoda
Lori C Lahoda

View on SEC IAPD