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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-20 |
| NY | RA | APPROVED | 2024-10-07 |
| PA | RA | APPROVED | 2014-08-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services, Inc. | Dallas | TX | 10/2009 | Present |
1.FIXED INSURANCE BROKER WITH SEVERAL COMPANIES, 4 HRS PER MONTH., 1% ANNUAL INCOME 2. MS. BARRIGER IS A MEMBER OF PWSC (PROFESSIONAL WOMEN OR SULLIVAN COUNTY) THIS BUSINESS IS NOT INVESTMENT RELATED, SPENDING LITTLE NO TIME DURING MARKET HOURS. NO COMP AT THIS TIME. 3. MS. BARRIGER IS A NOTARY FOR NON CLIENT RELATED NOT INVESTMENT RELATED, SPENDING LITTLE NO TIME DURING MARKET HOURS. NO COMP AT THIS TIME. 4. KIWANIS CLUB OF MONTICELLO; INVESTMENT RELATED - NO; PO BOX 413 MONTICELLO, NY 12701; COMMUNITY SERVICE; BOARD MEMBER; 10/2025; 2 HOURS PER MONTH; 1 DURING TRADING HOURS; AS A BOARD MEMBER I VOTE ON PAYING BILLS, AMOUNTS OF DONATIONS, ANYTHING THAT COMES BEFORE THE BOARD. 5. BARRIGER & COMPANY, INC; INVESTMENT RELATED - YES; 196 BRIDGEVILLE ROAD, MONTICELLO, NY 12701; LLC; PRESIDENT/TREASURER/ SECRETARY; OWNER; 12/2009; 5 HOURS PER MONTH; 2 DURING TRADING HOURS. USED TO PAY EXPENSES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-01 |
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