Robert Hugh Barrette

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2004-01-23
TX	RA	APPROVED_RES	1999-12-13

NJ RA
APPROVED

Since 2004-01-23
TX RA
APPROVED_RES

Since 1999-12-13

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	08/1991	Present
Bank Of America, Na	Wellesley Hills	MA	09/2009	Present

08/1991 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
09/2009 → Present

Bank Of America, Na

Wellesley Hills, MA

Other Businesses

DOUGLAS DUBIEL 2006 INSURANCE TRUST 31 ATLANTIC AVENUE COHASSET MASSACHUSETTS 02025 TRUSTEE STARTED:01-JAN-2008 HOURS PER MONTH:1-10 NONE DURING TRADING. NOT INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-11-15
S63	Uniform Securities Agent State Law Examination	1991-10-16

S65 Uniform Investment Adviser Law Examination

1991-11-15
S63 Uniform Securities Agent State Law Examination

1991-10-16

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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