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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-07-21 |
| TX | RA | APPROVED | 2017-01-09 |
| FL | RA | APPROVED | 2016-03-25 |
Branch Locations
401 East Las Olas Boulevard Las Olas Centre, Ft. Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | Fort Lauderdale | FL | 09/2015 | Present |
1) Kilinit LLC It is a tiny apparel company that was created for my son and his friends to sell t-shirts. I do not devote any time or hours to the company. The company was started in 09/2015 2) Center Ave Rental House/investment related?: yes/Fort Lauderdale, FL, 33308 US/Rental income/Rental etc/Proprietor / owner/ start date: 7/1/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-24 |
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