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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-03-16 |
| TX | RA | APPROVED | 2012-03-16 |
Branch Locations
8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Cincinnati | OH | 03/2012 | Present |
1) CONVALESCENT HOSPITAL / 3333 BURNET AVENUE CINCINNATI,OHIO 45229 / HEALTH CARE & PHARMACEUTICALS / MEMBER OF BOARD OF DIRECTORS / BOARD MEMEBER DUTIES / START DATE 08/01/2009. /// 2) SPRING GROVE CEMETERY AND ARBORETUM / 4521 SPRING GROVE AVE CINCINNATI,OH 45232 / OTHER/ OTHER BUSINESS SERVICES & AGRICULTURE / BURRIAL SERVICES / MEMBER OF BOARD OF DIRECTORS / START DATE 3/10/2015
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-03 |
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