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Christopher James Cunningham

LPl Financial LLC

Babylon, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
TX RA APPROVED_RES 2021-04-07
CT RA APPROVED 2018-02-14
IL RA APPROVED 2018-02-14
NJ RA APPROVED 2018-02-14
PA RA APPROVED 2018-02-14
VA RA APPROVED 2018-02-14
  • NY RA
    APPROVED
    Since 2021-08-03
  • TX RA
    APPROVED_RES
    Since 2021-04-07
  • CT RA
    APPROVED
    Since 2018-02-14
  • IL RA
    APPROVED
    Since 2018-02-14
  • NJ RA
    APPROVED
    Since 2018-02-14
  • PA RA
    APPROVED
    Since 2018-02-14
  • VA RA
    APPROVED
    Since 2018-02-14

Branch Locations

171 Deer Park Ave, Babylon, NY 11702 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp. Tampa FL 02/1996 07/2018
Lpl Financial Llc Babylon NY 02/2018 Present
  • 02/1996 → 07/2018
    Invest Financial Corp.
    Tampa, FL
  • 02/2018 → Present
    Lpl Financial Llc
    Babylon, NY
Previous Registrations
  • 2013-11-13 → 2018-02-14
    Invest Financial Corporation
    Babylon, NY
    Babylon, NY
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-04
S63 Uniform Securities Agent State Law Examination 1991-10-17
  • S65 Uniform Investment Adviser Law Examination
    2013-11-04
  • S63 Uniform Securities Agent State Law Examination
    1991-10-17
Other Names
  • Chris Cunningham

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · BABYLON, NY
J.P. MORGAN SECURITIES LLC · BABYLON, NY
MML INVESTORS SERVICES, LLC · Babylon, NY
FOCUS PARTNERS WEALTH, LLC · Babylon, NY
FOCUS PARTNERS WEALTH, LLC · Babylon, NY
FOCUS PARTNERS WEALTH, LLC · Babylon, NY
KOEHLER ASSET MANAGEMENT · BABYLON, NY
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