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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-16 |
Branch Locations
8687 E Via De Ventura Ste 200, Scottsdale, AZ 85258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Progressive Finan. Svcs. | Phoenix | AZ | 04/1988 | Present |
| Sagepoint Financial | Scottsdale | AZ | 02/2014 | 02/2021 |
| Lpl Financial, Llc | Scottsdale | AZ | 02/2021 | Present |
1)05/08/1988 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - PROGRESSIVE FINANCIAL CONCEPTS - INVESTMENT RELATED - SCOTTSDALE, AZ 85258 2)06/2017 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - WALDROP PLC - 0% - SCOTTSDALE, AZ 85258 3)02/2021 - NON-VARIABLE INSURANCE - INDEPENDENT INSURANCE AGENT - 1HR/MO DURING TRADING - SCOTTSDALE, AZ 85250 4)01/1988 - NON-VARIABLE INSURANCE - STAN WALDROP/PRODUCER GROUP - 10% - INVESTMENT RELATED - SCOTTSDALE, AZ 85258 5)05/14/2021 - WCG Wealth Advisors, LLC - DBA: The Wealth Consulting Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 5/10/2021 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-10-10 |
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