Christopher Rose

Current Employers

Employment History

• 06/2014 → 12/2022
  The Adirondack Trust Company
  Saratoga Springs, NY
• 12/2022 → 02/2023
  Berkshire Bank
  Saratoga Springs, NY
• 03/2023 → 06/2023
  Neil Jesani Wealth Management
  Sunrise, FL
• 01/2024 → 09/2024
  Pruco Securities Llc
  Miami, FL
• 07/2023 → 12/2023
  Unemployed
  Tamarac, FL
• 06/2024 → 09/2024
  The Prudential Insurance Company Of America
  Miami, FL
• 09/2024 → 02/2025
  Equity Services, Inc
  Montpelier, VT
• 09/2024 → 02/2025
  National Life Group
  Red Bank, NJ
• 03/2025 → Present
  Citigroup
  Palm Beach Gardens, FL

Previous Registrations

• 2024-09-20 → 2025-03-03
  Equity Services, Inc.
  Tamarac, FL
  Red Bank, NJ
  Tamarac, FL
• 2024-05-10 → 2024-09-23
  Pruco Securities, Llc.
  Miami, FL
  Tamarac, FL
• 2023-04-14 → 2023-08-08
  Neil Jesani Wealth Management
  Sunrise, FL
• 2011-07-05 → 2012-12-31
  Lpl Financial Llc
  Glens Falls, NY
• 2011-04-21 → 2011-07-05
  Uvest Financial Services Group, Inc.
  Glens Falls, NY
  Glens Falls, NY
  Glens Falls, NY
• 2002-01-01 → 2005-01-28
  Goldman Sachs Wealth Services, L.P.
  Clifton Park, NY

Other Businesses

*CATIE HOCH FOUNDATION. 9097 NW 57TH STREET APT 409 TAMARAC FL. NOT INV REL. SEPT 2024. TREASURER FOR FOUNDATION, CHARITABLE ORGANIZATION. TREASURER. KEEP TRACK OF INCOME AND EXPENSES. NOT DURING TRADE HRS.///Paladin Wealth Management Inc.; Not Investment-related; Nature: Inactive corporation ; Palm Beach Gardens, FL; Started: December 31,2024; Title: President; Duties: Inactive corporation; No time is devoted each month during securities trading hours; No time is devoted each month outside of securities trading hours.///

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-02-20
• S65 Uniform Investment Adviser Law Examination
  2023-04-14
• S66 Uniform Combined State Law Examination
  1999-09-27

Other Names

• Christopher Rose
• Christopher J Rose
• Chris Rose
• Christopher John Rose