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Ronald George Bernard

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-12
CT RA APPROVED 2009-10-28
  • TX RA
    APPROVED_RES
    Since 2012-07-12
  • CT RA
    APPROVED
    Since 2009-10-28

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newton MA 10/2009 Present
Bank Of America, N.A. Newton MA 04/2017 Present
Previous Registrations
  • 2006-11-24 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Newton, MA
    Newton, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-21
S65 Uniform Investment Adviser Law Examination 2003-06-09
S63 Uniform Securities Agent State Law Examination 1991-08-30
  • S66 Uniform Combined State Law Examination
    2006-11-21
  • S65 Uniform Investment Adviser Law Examination
    2003-06-09
  • S63 Uniform Securities Agent State Law Examination
    1991-08-30

View on SEC IAPD

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